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Insights and Information for Investors

For Shareholders

Investors and market watchers can access all documents filed with the U.S. Securities and Exchange Commission by NewStar Financial, Inc. (NASDAQ: NEWS), as well as corporate governance information and other relevant shareholder data, including contact information for its investor relations staff.

Corporate Governance

The Board of Directors of NewStar Financial, Inc. (the “Company”) sets high standards for the Company’s employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance. It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company’s business. To fulfill its responsibilities and to discharge its duty, the Board of Directors follows the procedures and standards that are set forth in these guidelines. These guidelines are subject to modification from time to time as the Board of Directors deems appropriate in the best interests of the Company or as required by applicable laws and regulations.

For CLO Noteholders

NewStar is a programmatic issuer of middle-market Collateralized Loan Obligations (CLOs), which provide attractive, matched-duration funding for credit investments held in the firm’s proprietary and managed accounts. Noteholders in NewStar-sponsored CLOs may access certain reports by clicking through the link below and entering their username and password.

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Recent Releases

Aug 02, 2017

NewStar Reports Net Income of $4.2 Million, or $0.10 per Diluted Share, for the Second Quarter of 2017 and Declares $0.02 Quarterly Dividend per Share

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Jul 19, 2017

NewStar Schedules Release of Results for the Second Quarter of 2017

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Jul 07, 2017

NewStar to Add $726 Million of Managed Assets through Acquisition of Investment Manager

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Latest Corporate Information

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